Legal and Regulatory

General Policies

• Cookie Policy

• Website Privacy Policy

• Website Terms of Use​

• Modern Slavery Act Transparency Statement
   

• Sanlam Private Wealth Terms of Business - Current​

• Sanlam Private Wealth Terms of Business - to be implemented on the formal adoption of Pershing Securities Limited as custodian in August 2020

• Sanlam Private Wealth Offshore Terms of Business - to be implemented on the formal adoption of Pershing (Channel Islands) Limited as custodian in August 2020.

• Previous versions of Sanlam Private Wealth Terms of Business

• White List Portfolio ISA Terms of Business March 2019 

• White List Portfolio ISA Terms of Business- to be implemented on the formal adoption of Pershing Securities Limited as custodian in August 2020

• Sanlam Wealth Planning Client Agreement

• Sanlam Wealth Conflict of Interest Policy

• Sanlam Private Wealth – Cash interest rates

• Order Execution Policy

• ​Pillar III disclosure

• Execution Venues Retail Clients 2018

• Execution Venues Professional Clients 2018

• Execution Venues Retail Clients 2019

• Execution Venues Retail Clients 2019 spreadsheet

• Execution Venues Professional Clients 2019

• Execution Venues Professional Clients 2019 spreadsheet

• Board diversity policy - Sanlam Life and Pensions Limited

• Sanlam Portal Terms and Conditions

• ​Terms of Business for Intermediaries

• Best Execution Policy

• FSCS compensation limits

• Shareholder Engagement Disclosure - June 19

• Sanlam Investments legal disclaimer 

• Pillar 3 Risk Disclosure Statement 

• MDD Income Distributions

• ​Execution Venues 2019

• Execution Venues 2019 spreadsheet

• Execution Venues 2018

• Sanlam Investments and Sanlam Private Wealth Engagement Policy

• Order Execution Policy

• Shareholder Engagement Annual Disclosure 2020

• Fund Reports and Accounts

• Anti-Bribery Policy

• Conflicts of Interest Policy

• Terms of Business

• Execution Venues 2019

• Execution Venues 2019 spreadsheet

• ​Execution Venues 2018

• Order Execution Policy

Sanlam Private Wealth South (formerly Thesis)

For documents relating to service previously covered by Thesis Asset Management, please get in touch with your usual Thesis (now Sanlam) contact.

• Client Privacy Statement

• Intermediary Privacy Statement (for introducers to Sanlam Private Wealth and Sanlam Investments and Pensions) 

• Sanlam Investments Privacy Statement

• Data Subject Access Request Form

• Data Subject Portability Request Form
   

• ​Execution quality reports 2017

• Financial statements and condition reports

COVID-19 health, safety & wellbeing risk assessment

• Risk assessment