Legal and Regulatory

General Policies

• Cookie Policy

• Website Privacy Policy

• Website Terms of Use​

• Modern Slavery Act Transparency Statement
   

• Sanlam Private Wealth Terms of Business - Current

• Sanlam Private Wealth Offshore Terms of Business - Current.

• SSUK Private Client Terms of Business- January 2022

• Previous versions of Sanlam Private Wealth Terms of Business

• White List Portfolio ISA Terms of Business- Current

• Sanlam Wealth Planning Client Agreement

• Sanlam Wealth Conflict of Interest Policy

• Sanlam Private Wealth – Cash interest rates

• Order Execution Policy

• ​Pillar III disclosure

• Execution Venues Retail Clients 2019

• Execution Venues Retail Clients 2019 spreadsheet

• Execution Venues Professional Clients 2019

• Execution Venues Professional Clients 2019 spreadsheet

• Execution Venues Retail Clients 2020

• Execution Venues Retail Clients 2020 spreadsheet

• Execution Venues Professional Clients 2020

• Execution Venues Professional Clients 2020 spreadsheet

• Board diversity policy - Sanlam Life and Pensions Limited

• Sanlam Portal Terms and Conditions

• ​Terms of Business for Intermediaries

• Best Execution Policy

• FSCS compensation limits

• Shareholder Engagement Disclosure - 2021

• Terms of Reference for Investment Pathways Governance Advisory Arrangement

• Terms of Reference for Workplace Pension Schemes Governance Advisory Arrangement

• Governance Advisory Arrangement Annual Report 2020 for Workplace Pension Schemes

• Sanlam Investments legal disclaimer 

• Pillar 3 Risk Disclosure Statement 

• MDD Income Distributions

• Execution Venues 2020

• Execution Venues 2020 spreadsheet

• ​Execution Venues 2019

• Execution Venues 2019 spreadsheet

• Sanlam Investments and Sanlam Private Wealth Engagement Policy

• Order Execution Policy

• Shareholder Engagement Annual Disclosure 2021

• Excess Reportable Income Reports
  • ​Tideway UCITS Funds ICAV
  • Sanlam Universal Funds Plc
  • Smith & Williamson Investment Funds Plc​

• Responsible Investment

• Anti-Bribery Policy

• Conflicts of Interest Policy

• Terms of Business

• SSUK Private Client Terms of Business- January 2022

• Execution Venues 2020

• Execution Venues 2020 spreadsheet

• Execution Venues 2019

• Execution Venues 2019 spreadsheet​

• Order Execution Policy

Sanlam Private Wealth South (formerly Thesis)

For documents relating to service previously covered by Thesis Asset Management, please get in touch with your usual Thesis (now Sanlam) contact.

• Client Privacy Statement

• Intermediary Privacy Statement (for introducers to Sanlam Private Wealth and Sanlam Investments and Pensions) 

• Sanlam Investments Privacy Statement

• Data Subject Access Request Form

• Data Subject Portability Request Form
   

• ​Execution quality reports 2017

• Financial statements and condition reports

• Merchant Investors Staff Pension Scheme - Statement of Investment Principles

• Merchant Investors Staff Pension Scheme - Implementation Statement

COVID-19 health, safety & wellbeing risk assessment

• Risk assessment