Please find our Legal and Regulatory policies, client terms and reports below.
General Policies
Cookie Policy
Website Privacy Policy
Website Terms of Use
Modern Slavery Act Transparency Statement
Sanlam Private Wealth Terms of Business - Current
Sanlam Private Wealth Offshore Terms of Business - Current.
Previous versions of Sanlam Private Wealth Terms of Business
White List Portfolio ISA Terms of Business- Current
Sanlam Wealth Planning Client Agreement
Sanlam Wealth Conflict of Interest Policy
Sanlam Private Wealth – Cash interest rates
Order Execution Policy
Pillar III disclosure
Execution Venues Retail Clients 2018
Execution Venues Professional Clients 2018
Execution Venues Retail Clients 2019
Execution Venues Retail Clients 2019 spreadsheet
Execution Venues Professional Clients 2019
Execution Venues Professional Clients 2019 spreadsheet
Board diversity policy - Sanlam Life and Pensions Limited
Sanlam Portal Terms and Conditions
Terms of Business for Intermediaries
Best Execution Policy
FSCS compensation limits
Shareholder Engagement Disclosure - 2020
Sanlam Investments legal disclaimer
Pillar 3 Risk Disclosure Statement
MDD Income Distributions
Execution Venues 2019
Execution Venues 2019 spreadsheet
Execution Venues 2018
Sanlam Investments and Sanlam Private Wealth Engagement Policy
Shareholder Engagement Annual Disclosure 2020
Fund Reports and Accounts
Anti-Bribery Policy
Conflicts of Interest Policy
Terms of Business
Execution Venues 2019
Execution Venues 2018
For documents relating to service previously covered by Thesis Asset Management, please get in touch with your usual Thesis (now Sanlam) contact.
Client Privacy Statement
Intermediary Privacy Statement (for introducers to Sanlam Private Wealth and Sanlam Investments and Pensions)
Sanlam Investments Privacy Statement
Data Subject Access Request Form
Data Subject Portability Request Form
Execution quality reports 2017
Financial statements and condition reports
Merchant Investors Staff Pension Scheme Statement of Investment Principles
Risk assessment
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