Legal and Regulatory

General Policies

• Cookie Policy

• Website Privacy Policy

• Website Terms of Use​

• Modern Slavery Act Transparency Statement
   

• Sanlam Private Wealth Terms of Business May 2018

• Sanlam Private Wealth Terms of Business January 2019

• White List Portfolio ISA Terms of Business January 2019 

• Sanlam Wealth Planning Client Agreement

• Sanlam Wealth Conflict of Interest Policy

• Order Execution Policy

• ​Pillar III disclosure

• Execution Venues Retail Clients 2018

• Execution Venues Professional Clients 2018

• Execution Venues Retail Clients 2017

• Execution Venues Professional Clients 2017

• Board diversity policy - Sanlam Life and Pensions Limited

• Sanlam Portal Terms and Conditions

• ​Terms of Business for Intermediaries

• Best Execution Policy

• FSCS compensation limits

• Shareholder Engagement Disclosure - June 19

• Sanlam Investments legal disclaimer 

• Pillar 3 Risk Disclosure Statement 

• MDD Income Distributions

• ​Execution Venues 2017

• Execution Venues 2018

• Sanlam Investments and Sanlam Private Wealth Engagement Policy

• Order Execution Policy

• Anti-Bribery Policy

• Conflicts of Interest Policy

• Terms of Business

• Execution Venues 2017 (Brokers)

• Execution Venues 2017 (Venues)

• ​Execution Venues 2018

• Order Execution Policy

• Client Privacy Statement

• Intermediary Privacy Statement (for introducers to Sanlam Private Wealth and Sanlam Investments and Pensions) 

• Sanlam Investments Privacy Statement

• Data Subject Access Request Form

• Data Subject Portability Request Form
   

• ​Execution quality reports 2017

• Financial statements and condition reports