Legal and Regulatory

General Policies

• Cookie Policy

• Website Privacy Policy

• Website Terms of Use​

• Modern Slavery Act Transparency Statement
   

• Sanlam Private Wealth Terms of Business October 2019 V2 to be implemented on the formal adoption of Pershing Securities Limited as custodian - date to be confirmed

• Sanlam Private Wealth Terms of Business August 2019 - Current

• Previous versions of Sanlam Private Wealth Terms of Business

• White List Portfolio ISA Terms of Business January 2019 

• Sanlam Wealth Planning Client Agreement

• Sanlam Wealth Conflict of Interest Policy

• Order Execution Policy

• ​Pillar III disclosure

• Execution Venues Retail Clients 2018

• Execution Venues Professional Clients 2018

• Execution Venues Retail Clients 2017

• Execution Venues Professional Clients 2017

• Board diversity policy - Sanlam Life and Pensions Limited

• Sanlam Portal Terms and Conditions

• ​Terms of Business for Intermediaries

• Best Execution Policy

• FSCS compensation limits

• Shareholder Engagement Disclosure - June 19

• Sanlam Investments legal disclaimer 

• Pillar 3 Risk Disclosure Statement 

• MDD Income Distributions

• ​Execution Venues 2017

• Execution Venues 2018

• Sanlam Investments and Sanlam Private Wealth Engagement Policy

• Order Execution Policy

• Anti-Bribery Policy

• Conflicts of Interest Policy

• Terms of Business

• Execution Venues 2017 (Brokers)

• Execution Venues 2017 (Venues)

• ​Execution Venues 2018

• Order Execution Policy

Sanlam Private Wealth South (formerly Thesis)

For documents relating to service previously covered by Thesis Asset Management, please get in touch with your normal Thesis (now Sanlam) contact.

• Client Privacy Statement

• Intermediary Privacy Statement (for introducers to Sanlam Private Wealth and Sanlam Investments and Pensions) 

• Sanlam Investments Privacy Statement

• Data Subject Access Request Form

• Data Subject Portability Request Form
   

• ​Execution quality reports 2017

• Financial statements and condition reports