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Central Compliance Assistant

Salary Up to £30k (dependent upon experience) 

Based in Bristol

Sanlam UK is a leading provider of wealth and investment management services to private clients, professional advisers, charities, corporates and institutions. Combined, we manage almost £9 billion of client assets from 13 offices across the UK, employing c.500 professionals.
We are part of Sanlam, the global AA-rated financial services group that was established in 1918. The Group provides a range of financial products and services to over 10 million clients globally and is listed on the Johannesburg Stock Exchange. We have attained our size, strength and reputation by providing a high quality, personalised service to clients, whatever their stage of life or financial ambitions.           
Based in our offices in Bristol we are currently looking for a Central Compliance Assistant
The role
Your role will be to support the Central Compliance team in delivering a consistent, high quality operational compliance service to the Sanlam UK businesses and Advisory Compliance teams. Responsible for performing tasks as part of the Central Compliance team, as directed by the Deputy Head of Compliance.
Skills and experience
Successful candidates are likely to demonstrate the following:

  • Proven record of a good work ethic, attention to detail and ability to organise.
  • Able to co-ordinate conflicting priorities and manage tight deadlines
  • Good understanding of Microsoft systems including Excel and have the ability to pick up and use internal IT systems and FCA online reporting systems
  • Ethical, principled and diligent.
  • Candidates should have an analytical mind and be well organised.
  • Confident and articulate with excellent written and verbal communication skills
  • Good attention to detail and sound planning prioritisation, self motivation & organisational skills
  • Financial Services experience would be an advantage

If you think you're our sort of person, please email resourcing@sanlam.co.uk  with your CV.

Investing involves risk and the value of investments and the income from them may fall as well as rise and are not guaranteed. Investors may not get back the original amount invested.