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Advice Quality Assessor (Fixed Term 6 Months)

Salary £165.00 per day 

Based in Bristol

Ref: TEMP068

Sanlam UK is a leading provider of wealth and investment management services to private clients, professional advisers, charities, corporates and institutions. Combined, we manage almost £9 billion of client assets from 14 offices across the UK, employing a diverse range of c.500 professionals.
We are part of Sanlam, the global AA-rated financial services Group that was established in 1918. The Group provides a range of financial products and services to over 10 million clients globally and is listed on the Johannesburg Stock Exchange. We have attained our size, strength and reputation by providing a high quality, personalised service to clients, whatever their stage of life or financial ambitions.          
Based in our Bristol office; we are currently looking for an Advice Quality Assessor to join our Advice Quality team for an initial 6 Month Fixed Term Contract.
The role
Your role will be to monitor the advice given by our Wealth Planners to ensure that the advice and suitability letters issued by the business are in-line with our company standards and FCA regulations.
It is vital that the advice/products that are to be recommended are suitable; ensuring that any inconsistencies/ issues are spotted and raised. Once a case has progressed; you will be responsible for assessing and grading the quality of the file and providing effective and concise feedback in a timely manner.
The role will also give you the opportunity to provide support to our Head of Advice with a range of process improvements within the department.
Skills and experience
The successful candidate may demonstrate the following:

  • QCF Level 4 qualified (preferably working towards Chartered/ IMC)

  • Strong knowledge of Suitability

  • Extensive experience working within a Financial Planning environment

  • Background in File checking, Paraplanning or Wealth Planning

  • Up to date knowledge of relevant regulatory updates

  • Strong analytical capability

  • Strong decision-making skills

  • Ethical, principled, logical, analytical and diligent

  • Ability to influence

  • Well organised, self-motivated and proactive

  • Good communication skills, both written and verbal

    If you think you're our sort of person, please email resourcing@sanlam.co.uk with your details.

Investing involves risk and the value of investments and the income from them may fall as well as rise and are not guaranteed. Investors may not get back the original amount invested.